-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OlEP5fC52hV/fNUsxkMneOlnLY1Z2OGj0fg6c8/ZMpeGTMwvByRtjvNfUESJQHP1 V1IyE4S5M9IlVLuDOu0lzA== 0001047469-99-009198.txt : 19990311 0001047469-99-009198.hdr.sgml : 19990311 ACCESSION NUMBER: 0001047469-99-009198 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990310 GROUP MEMBERS: BERNARD LACROUTE GROUP MEMBERS: BROOK H. BYERS GROUP MEMBERS: DOUGLAS J. MACKENZIE GROUP MEMBERS: JAMES P. LALLY GROUP MEMBERS: JOSEPH S. LACOB GROUP MEMBERS: KEVIN R. COMPTON GROUP MEMBERS: KLEINER PERKINS CAUFIELD & BYERS VII L P GROUP MEMBERS: KPCB VII ASSOCIATES, L.P. GROUP MEMBERS: L. JOHN DOERR GROUP MEMBERS: VINOD KHOSLA SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PLATINUM SOFTWARE CORP CENTRAL INDEX KEY: 0000891178 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330277592 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-43389 FILM NUMBER: 99561644 BUSINESS ADDRESS: STREET 1: 195 TECHNOLOGY DR CITY: IRVINE STATE: CA ZIP: 92718-2402 BUSINESS PHONE: 7144534000 MAIL ADDRESS: STREET 1: 195 TECHNOLOGY DR CITY: IRVINE STATE: CA ZIP: 92718-2402 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KLEINER PERKINS CAUFIELD & BYERS VII L P CENTRAL INDEX KEY: 0000925224 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 943201863 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4152332750 MAIL ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13D/A 1 SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- SCHEDULE 13D (RULE 13d - 101) Under the Securities Exchange Act of 1934 (Amendment No. 2) (1) PLATINUM SOFTWARE CORPORATION - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - ------------------------------------------------------------------------------- (Title of Class of Securities) 72764 R - ------------------------------------------------------------------------------- (CUSIP Number) Michael S. Curry Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, California 94025 (415) 233-2750 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) N/A - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following box / / . NOTE: Schedules filed in paper format shall include a signed original and five copies of schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 17 Pages) - ------------- 1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------ -------------------------- CUSIP NO. 72764 R 13D Page 2 of 17 Pages - ------------------------ -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kleiner Perkins Caufield & Byers VII, L.P., a California limited partnership ("KPCB VII") 94-3201863 - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California Limited Partnership - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- -------------------------------------------------------------- 8 SHARED VOTING POWER 1,470,312 NUMBER (assumes conversion of 30,181 shares of Series C OF Preferred Stock each share of which is convertible at SHARES any time into ten shares of common stock) BENEFICIALLY --------------------------------------------------------------- OWNED BY EACH 9 SOLE DISPOSITIVE POWER -0- REPORTING --------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER 1,470,312 WITH (assumes conversion of 30,181 shares of Series C Preferred Stock each share of which is convertible at any time into ten shares of common stock) - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,470,312 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------ -------------------------- CUSIP NO. 72764 R 13D Page 3 of 17 Pages - ------------------------ -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON KPCB VII Associates, L.P., a California limited partnership ("KPCB VII Associates") 94-3203783 - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California Limited Partnership - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- -------------------------------------------------------------- 8 SHARED VOTING POWER 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB Information Sciences Zaibatsu Fund II, L.P., a California Limited Partnership ("KPCB ZF II"), and assuming conversion of 30,181 and 1,589 shares of NUMBER Series C Preferred Stock held by KPCB VII and KPCB ZF OF II, respectively, each share of which is convertible at SHARES any time into ten shares of common stock. KPCB BENEFICIALLY Associates is the general partner of KPCB VII and KPCB OWNED BY EACH ZF II. REPORTING -------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER -0- WITH -------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each share of which is convertible at any time into ten shares of common stock. . - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,486,202 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------ -------------------------- CUSIP NO. 72764 R 13D Page 4 of 17 Pages - ------------------------ -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Brook H. Byers - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- -------------------------------------------------------------- 8 SHARED VOTING POWER 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each share of which is NUMBER convertible at any time into ten shares of common stock. OF Mr. Byers is a general partner of KPCB Associates and SHARES disclaims beneficial ownership of these shares. BENEFICIALLY -------------------------------------------------------------- OWNED BY EACH 9 SOLE DISPOSITIVE POWER -0- REPORTING -------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each share of which is convertible at any time into ten shares of common stock. Mr. Byers is a general partner of KPCB Associates and disclaims beneficial ownership of these shares. - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,486,202 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------ -------------------------- CUSIP NO. 72764 R 13D Page 5 of 17 Pages - ------------------------ -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vinod Khosla - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- -------------------------------------------------------------- 8 SHARED VOTING POWER 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII NUMBER and KPCB ZF II, respectively, each share of which is OF convertible at any time into ten shares of common stock. SHARES Mr. Khosla is a general partner of KPCB Associates and BENEFICIALLY disclaims beneficial ownership of these shares. OWNED BY EACH -------------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER -0- PERSON -------------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each share of which is convertible at any time into ten shares of common stock. KPCB Associates is the general partner of KPCB VII and KPCB ZF II. Mr. Khosla is a general partner of KPCB Associates and disclaims beneficial ownership of these shares. - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,486,202 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------ -------------------------- CUSIP NO. 72764 R 13D Page 6 of 17 Pages - ------------------------ -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON L. John Doerr - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- -------------------------------------------------------------- 8 SHARED VOTING POWER 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII NUMBER and KPCB ZF II, respectively, each share of which is OF convertible at any time into ten shares of common stock. SHARES Mr. Doerr is a general partner of KPCB Associates and BENEFICIALLY disclaims beneficial ownership of these shares. OWNED BY EACH -------------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER -0- PERSON -------------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each share of which is convertible at any time into ten shares of common stock. Mr. Doerr is a general partner of KPCB Associates and disclaims beneficial ownership of these shares. - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,486,202 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------ -------------------------- CUSIP NO. 72764 R 13D Page 7 of 17 Pages - ------------------------ -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Joseph S. Lacob - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 5,000 -------------------------------------------------------------- 8 SHARED VOTING POWER 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each share of which is convertible at any time into ten shares of common stock. Mr. Lacob is a general partner of KPCB NUMBER Associates and disclaims beneficial ownership of these OF shares. SHARES -------------------------------------------------------------- BENEFICIALLY 9 SOLE DISPOSITIVE POWER 5,000 OWNED BY EACH -------------------------------------------------------------- REPORTING 10 SHARED DISPOSITIVE POWER PERSON 1,486,202 shares of which 1,470,312 shares are held WITH directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each share of which is convertible at any time into ten shares of common stock. Mr. Lacob is a general partner of KPCB Associates and disclaims beneficial ownership of these shares. - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,491,202 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------ -------------------------- CUSIP NO. 72764 R 13D Page 8 of 17 Pages - ------------------------ -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bernard Lacroute - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- -------------------------------------------------------------- 8 SHARED VOTING POWER 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each share of which is NUMBER convertible at any time into ten shares of common stock. OF Mr. Lacroute is a general partner of KPCB Associates and SHARES disclaims beneficial ownership of these shares. BENEFICIALLY -------------------------------------------------------------- OWNED BY EACH 9 SOLE DISPOSITIVE POWER -0- REPORTING -------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each share of which is convertible at any time into ten shares of common stock. Mr. Lacroute is a general partner of KPCB Associates and disclaims beneficial ownership of these shares. - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,486,202 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------ -------------------------- CUSIP NO. 72764 R 13D Page 9 of 17 Pages - ------------------------ -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kevin R. Compton - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- -------------------------------------------------------------- 8 SHARED VOTING POWER 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each share of which is convertible at any time into ten shares of common stock. Mr. Compton is a general partner of KPCB NUMBER Associates and disclaims beneficial ownership of these OF shares. SHARES -------------------------------------------------------------- BENEFICIALLY 9 SOLE DISPOSITIVE POWER -0- OWNED BY EACH -------------------------------------------------------------- REPORTING 10 SHARED DISPOSITIVE POWER PERSON 1,486,202 shares of which 1,470,312 shares are held WITH directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each share of which is convertible at any time into ten shares of common stock. Mr. Compton is a general partner of KPCB Associates and disclaims beneficial ownership of these shares. - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,486,202 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------ -------------------------- CUSIP NO. 72764 R 13D Page 10 of 17 Pages - ------------------------ -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Douglas J. MacKenzie - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- -------------------------------------------------------------- 8 SHARED VOTING POWER 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each NUMBER share of which is convertible at any time into ten OF shares of common stock. Mr. MacKenzie is a general SHARES partner of KPCB Associates and disclaims beneficial BENEFICIALLY ownership of these shares. OWNED BY EACH -------------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER -0- PERSON -------------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each share of which is convertible at any time into ten shares of common stock. Mr. MacKenzie is a general partner of KPCB Associates and disclaims beneficial ownership of these shares. - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,486,202 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------ -------------------------- CUSIP NO. 72764 R 13D Page 11 of 17 Pages - ------------------------ -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James P. Lally - -------------------------------------------------------------------------------- 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- -------------------------------------------------------------- 8 SHARED VOTING POWER 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each share of which is convertible at any time into ten NUMBER shares of common stock. Mr. Lally is a general OF partner of KPCB Associates and disclaims beneficial SHARES ownership of these shares. BENEFICIALLY -------------------------------------------------------------- OWNED BY EACH 9 SOLE DISPOSITIVE POWER -0- REPORTING -------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 1,486,202 shares of which 1,470,312 shares are held directly by KPCB VII and 15,890 shares are held by KPCB ZF II. KPCB Associates is the general partner of KPCB VII and KPCB ZF II, and assuming conversion of 30,181 and 1,589 shares of Series C Preferred Stock held by KPCB VII and KPCB ZF II, respectively, each share of which is convertible at any time into ten shares of common stock. Mr. Lally is a general partner of KPCB Associates and disclaims beneficial ownership of these shares. - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,486,202 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 12 of 17 This Amendment is filed by and on behalf of Kleiner Perkins Caufield & Byers VII, L.P., a California Limited Partnership ("KPCB VII"), KPCB VII Associates, L.P., a California Limited Partnership ("KPCB IV Associates") and the general partners of KPCB VII Associates (the "General Partners"). It amends the Schedule 13D filed by KPCB VII, KPCB VII Founders Fund, L.P., a California limited partnership which subsequently merged into KPCB VII ("KPCB Founders Fund"), KPCB VII Associates, and the General Partners with the Commission on September 22, 1994, and amended on May 26, 1995 (the "Schedule 13D") for shares of Preferred Stock, convertible into shares of Common Stock, of Platinum Software Corporation then held by KPCB VII, KPCB Founders Fund, KPCB VII Associates and the General Partners. Capitalized terms not defined herein have the meaning ascribed to them in the Schedule 13D. Only those items amended are reported herein. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) See responses to items 11 and 13 of cover pages. (b) See responses to items 7-10 of cover pages. (c) To the best knowledge of KPCB VII Associates, none of KPCB VII Associates, KPCB VII or the persons listed on Exhibit B hereto has effected any transactions in the Shares during the 60 days prior to February ___, 1999. (d) KPCB VII Associates is the general partner of Kleiner Perkins Caufield & Byers VII, L.P., a California limited partnership. Brook H. Byers, Kevin R. Compton, L. John Doerr, Vinod Khosla, Joseph S. Lacob, Bernard Lacroute, James P. Lally and Douglas MacKenzie are the general partners of KPCB VII Associates and therefore have the power to direct the affairs of KPCB VII Associates, including decisions respecting the disposition of the proceeds from the sale of the Shares. Under certain circumstances set forth in the limited partnership agreements of KPCB VII and KPCB VII Associates, the general and limited partners of such entities may have the right to receive dividends from, or the proceeds from the sale of Shares owned by each such entity. (e) The reporting persons each ceased to be beneficial owners of more than 5% of the outstanding securities of Platinum Software solely as a result of a change in the aggregate number of securities outstanding. ITEM 7. MATERIALS TO BE FILED AS EXHIBITS Exhibit A: Agreement of Joint Filing Exhibit B: List of General Partners of KPCB VII Associates Page 13 of 17 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 27, 1999 KPCB VII ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP By: /s/ Brook H. Byers ------------------------------------- A General Partner Attorney-in-Fact BROOK H. BYERS KEVIN R. COMPTON DOUGLAS MACKENZIE L. JOHN DOERR JOSEPH S. LACOB JAMES P. LALLY VINOD KHOSLA BERNARD LACROUTE By: /s/ Michael S. Curry ------------------------------------- Michael S. Curry Attorney-in-Fact KLEINER PERKINS CAUFIELD & BYERS VII, L.P., A CALIFORNIA LIMITED PARTNERSHIP By KPCB VII Associates, L.P., a California limited partnership, its General Partner By: /s/ Brook H. Byers ------------------------------------- A General Partner Page 14 of 17 EXHIBIT INDEX
Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 15 Exhibit B: List of General Partners of KPCB VII Associates 16
Page 15 of 17 EXHIBIT A AGREEMENT OF JOINT FILING The undersigned hereby agree that they are filing jointly pursuant to Rule 13d-1(k)(1) of the Act the amended statement dated February 27, 1999, containing the information required by Schedule 13D, for the Shares of Platinum Software Corporation, held by Kleiner Perkins Caufield & Byers VII, L.P., a California limited partnership. Dated: February 27, 1999 KPCB VII ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP By: /s/ Brook H. Byers ------------------------------------- A General Partner BROOK H. BYERS KEVIN R. COMPTON DOUGLAS MACKENZIE L. JOHN DOERR JOSEPH S. LACOB JAMES P. LALLY VINOD KHOSLA BERNARD LACROUTE By: /s/ Michael S. Curry ------------------------------------- Michael S. Curry Attorney-in-Fact KLEINER PERKINS CAUFIELD & BYERS VII, L.P., A CALIFORNIA LIMITED PARTNERSHIP By KPCB VII Associates, L.P., a California limited partnership, its General Partner By: /s/ Brook H. Byers ------------------------------------- A General Partner Page 16 of 17 EXHIBIT B General Partners of KPCB VII ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP Set forth below, with respect to each general partner of KPCB VII Associates, is the following: (a) name; (b) business address; (c) principal occupation; and (d) citizenship. 1. (a) Brook H. Byers (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road, Menlo Park, CA 94025 (c) General Partner of KPCB VII Associates, L.P., a California limited partnership (d) United States Citizen 2. (a) Kevin R. Compton (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) General Partner of KPCB VII Associates, L.P., a California limited partnership (d) United States Citizen 3. (a) L. John Doerr (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) General Partner of KPCB VII Associates, L.P., a California limited partnership (d) United States Citizen 4. (a) Vinod Khosla (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) General Partner of KPCB VII Associates, L.P., a California limited partnership (d) United States Citizen Page 17 of 17 5. (a) Joseph S. Lacob (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road, Menlo Park, CA 94025 (c) General Partner of KPCB VII Associates, L.P., a California limited partnership (d) United States Citizen 6. (a) Bernard Lacroute (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road, Menlo Park, CA 94025 (c) General Partner of KPCB VII Associates, L.P., a California limited partnership (d) United States Citizen 7. (a) James P. Lally (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road, Menlo Park, CA 94025 (c) General Partner of KPCB VII Associates, L.P., a California limited partnership (d) United States Citizen 8. (a) Douglas MacKenzie (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road, Menlo Park, CA 94025 (c) General Partner of KPCB VII Associates, L.P., a California limited partnership (d) United States Citizen -----END PRIVACY-ENHANCED MESSAGE-----